In this episode of Human Capital, we talk with John Anderson, managing director and head of practice management solutions for Independent Advisor Solutions at SEI Investments, about the potential changes coming to the Securities and Exchange Commission’s Form CRS, the customer relationship summary, which was adopted under the agency’s advice-standards package.
Listen in as Anderson also weighs in on why he sees the SEC’s Regulation Best Interest as “evolutionary,” and “a small step in what will be many steps to drive the industry towards a true fiduciary rule.”
Anderson also provides feedback on the SEC’s recently updated FAQ on dually registered advisors’ use of the terms “advisor” and “adviser,” and previews SEI’s next white paper on cybersecurity.
